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Freewill 5
Further books and papers relevant to freewill
1.) The Illusion of Conscious Will - Daniel Wegner - Attempts to demonstrate the non-efficacy of freewill
2.) A Mind So Rare - Merlin Donald - Criticises the laboratory-based approach to consciousness and freewill
3.) The
Role of Unconsciousness in Freewill - Paula Droege - Queries the Libet-based interpretation of consciousness and freewill
4.) Freewill in scientific psychology - Roy Baumeister - Studies show consumption of energy to the exercise of freewill.
1.)
The Illusion of Conscious Will
Daniel Wegner
INTRODUCTION: The author's purpose is to demonstrate that
conscious will is not efficacious. The Libet experiments suggested that unconscious
processing drives trivial actions such as moving a finger. Wegner argues that it
is the same for more important activities. To do this, he must separate conscious
desires, plans and intentions from bodily actions. Although the claimed fact of
such a separation is repeated exhaustively throughout the book, the argument
really rests on a single example. This involves a dinner at which the intention
to observe a diet is abandoned in favour of eating a dessert. This is supposed
to show that not just this but all such original plans have no causal influence,
but only the final intention, which is in turn is actually driven by non-conscious
processing. Three things are not discussed in this argument. Firstly, there are
the many occasions on which conscious plans are carried out. No clearly stated reason
is given, as to why there should be seen to be any separation between plan and
action in these cases. The between-the- lines reason for rejecting this
possibility is that consciousness is deemed to be non-physical and therefore
non-efficacious, but such an argument steps outside the scientific paradigm by
positing the existence of the non-physical. Without this assumption, the burden
of proof is very much on Wegner to show why the conscious experience does not
lead to the conscious act. Secondly, we might think that the effect of the
conscious anticipation of a dessert would have some influence, rather than simply
resorting to unconscious processing as an answer. Finally, a recent study shows
that subjects that believe they can affect the outcome of their activities
actually perform better at them, than those who do not.
Right from the
beginning, this book expresses an assumption that is ubiquitous in
consciousness studies, but appears to be a contradiction of the scientific
paradigm. This is the belief that our knowledge of genes, nurture and
neuroscience is in the scientific box, but consciousness is something separate
from this, and therefore can never be efficacious. This is specifically argued
on pp. 12-13, where it is claimed that if we believe in the efficacy of
freewill, we must believe in something supernatural. However, the whole point
of the scientific paradigm is that there is nothing outside the physical world.
There should be a physical explanation for everything we experience, including
the experience of consciousness. Wegner in fact accepts this in parts of his
book, but is still stuck with the assumption that at all costs consciousness
must be shown to be non-efficacious. Thus if we accept the scientific paradigm,
we have to accept consciousness as something physical, and therefore
efficacious within the physical world. There is a further curious assumption
made towards the end of the book that freewill, if it existed would have to be
something acausal and random. However, no reason is put forward as to why
physical consciousness should not be causally acted on by sensory input or
rational processing of data.
Later on this book, Wegner describes the Libet
experiments that are the modern basis for denying the existence of free will.
These demonstrate that with actions such as moving a finger, unconscious
processing in the brain precedes the conscious will to act. A criticism of arguments
based on the Libet experiments is that these only involve trivial actions,
which everyone knows are often done on autopilot. More strategic or
deliberative long-term decisions would seem to be the type of decisions that
might involve freewill. To his credit, Wegner, in contrast to most writers on
the subject, does recognise this problem, and the main import of the book is to
try and demonstrate that more strategic decisions also do not involve any
element of free or conscious will.
Wegner accepts both that we experience conscious
desires, plans and intentions, and that when we perform the desired, planned or
intended actions, we have the experience of having performed a willed action. However,
his purpose is to show that these two experiences have no causal connection.
Early on, Wegner draws on Hume's argument that we did not know enough about the
sources of our conscious will to attribute to it any ability to act. However,
this is an argument that cuts both ways. There is still no consensus view on
the basis of consciousness even within mainstream thinking, and it is therefore
not possible to make a definitive statement on the basis of our knowledge of
consciousness that it either is, or is not efficacious, in terms of our
behaviour.
However, it seems fair to argue that the burden of proof lies
more on those who deny the possibility of freewill, since Wegner himself
stresses the very frequent coincidence of the experience of conscious will and
the experience of a conscious action. This permits an a priori assumption that
the two experiences are causally connected, with some positive evidence needed
to move the balance of probability towards a negative assumption. The Libet
experiments do go some way in this direction, in showing unconscious processing
as the origin of trivial actions. However, even with these actions, we should
consider Libet's own suggestion of the possible existence of a 'free won't', an
ability to override unconscious decisions, where they are suddenly deemed
inappropriate. The experience of suddenly deciding against an action or impulse
is a common conscious experience. Libet's suggestion has never been successfully
answered, so it is surprising that it is not discussed by Wegner. If there is a
capacity to intervene, then even some trivial acts are in the last resort
governed by a freewill backstop.
Wegner tries to caste the experience of
having performed an action into an entirely passive mode. He compares the
conscious experience of having voluntarily performed an action, with the
experience of pain activated within the brain after receiving an adverse
stimulus from some part of the body. This is a false analogy, in that it
compares a process that is well understood, as a simple electrochemical signal
from some part of the body to the brain, to a process that is not yet
understood by science, but, even in a mainstream approach, looks likely to
involve a much more complex interplay of sensations, reasoning and emotion,
with some of these inputs conflicting with one another.
In the core part of his
argument, Wegner goes on to discuss the areas of intention, desires and plans
that appear to lie upstream of action. He takes as an example the action of
watering plants. More trivial actions such as bending the arm etc. are seen as
being nested within this more highly intentional action of watering the plants.
As the actions become more intentional, the more they need to be understood in
the context of the wider world, which is usually seen to involve a desire for
something that motivates the action. In this example, it is suggested that the
intention to water the plants derives from a desire to win a gardening
competition. Desires are somewhat akin to plans in that they describe the
working through to a medium or longer-term desire. Wegner himself suggests the
example of a planned holiday in Hawaii as something deliberated in the
conscious mind.
It
is at this point that we reach the crux of Wegner's book
with his attempt to separate off the conscious experience of desiring,
planning
or intending an action, from the conscious experience of having
performed the
action. He wants us to think that the immediate intention to perform an
action,
which he knows can be shown to be the result of unconscious processing,
is decisive
to the exclusion of any previous desires or plans. The whole argument
appears
to rest on a single example. We are on a diet and intend to have no
dessert at
dinner, but in the event we weaken and have a dessert. Wegner claims
triumphantly that the diet is a false intention apparently cut off from
causality, and only the final action of gobbling the dessert is
relevant. This
mean, in the context of the Libet experiments that the decision to eat
the
dessert comes solely from unconscious processing, and has nothing to do
with
any conscious perception of the likely deliciousness of the dessert.
The total discarding of the original diet as a 'false intention' also
appears to be an extreme interpretation, given that the wish to diet is
likely to persist and could influence future actions.
Here we
have to recall that in totally denying freewill the bar is set at the highest
level. It is not by any means sufficient to show that in particular instances our
plans and desires are not carried through, rather it is necessary to show that
in all instances, they have no causal influence at all on our subsequent
actions. Wegner himself advances his holiday as an instance of planning.
Assuming he takes the holiday, it seems unreasonable to separate out the
laborious or pleasurable deliberations that go into deciding the holiday from
the action of taking it. On this argument, the only really intentional thing
would be the unconsciously driven process of getting into the taxi to go to the
airport. There is something of a sleight of hand in the selection of the dinner
example. Everybody is familiar with good intentions that are overridden by
attractive temptations, although most would probably not describe the original
intentions as false intentions, as Wegner does. However, just as valid as an
example would be the plan or desire to spend the evening getting drunk with
friends. Here there is unlikely be any overriding temptation that prevents the
realisation of our plan, and it becomes much more difficult to see a causal
break between conscious intention and conscious action. Furthermore even the
dinner party example does not look particularly water tight. Wegner would like
us to believe that an unconscious process overrides our dietary intentions, but
the real villain would appear to be our all too conscious image or anticipation
of a delicious dessert. There is no way in which the consciousness of the desirability
of the dessert can be said to come after the action of eating it. The
unscientific assumption of a non-physical and therefore absolutely non-efficacious
consciousness seems to be required in order to excluding our conscious perception
of the dessert from having some effect on the decision to abandon the diet.
We
reach this point already in chapter 1, and if we are not convinced by the
dinner party example, it becomes difficult to connect with the author from this
point on. Much of the time, the disconnection of consciousness from the
underlying causal mechanisms is repeated as something of a mantra. The book as
a whole has a curious approach to understanding the mind, and could be seen as
somewhat old fashioned. There is almost no discussion of the role of rational
thought or deliberation, despite a modern view that the sophisticated nature of
our reasoning lies behind the much greater development of the prefrontal in
humans. References to emotions are cursory, which is very much the attitude of
the previous generation in neuroscience. Even within the mainstream, it is nowadays
at variance with studies such as Edmund Rolls' 'Emotion Explained' or Zald and
Rauch's 'Orbitofrontal Cortex' that emphasise the vital importance of the
interplay between the orbitofrontal cortex and the limbic areas of the brain,
particularly the amygdala. These mechanisms are curiously ignored in Wegner's
book. In modern approaches to emotion, we also find the useful concept of a
common neural currency of emotion, in which we can, for instance, balance the
desire to control our weight, against the desire to eat a dessert. There is no
explanation of quite how values are established in this currency, but it does
get us away from the improbable suggestion that one side of the dinner dilemma
has in fact no influence at all. In particular, Wegner makes no attempt to
explain the link between the sometimes vivid experience of emotions and our actions.
As mentioned above, the loss of will at dinner might be better accounted for by
the feeling of desire for dessert rather than something unconscious. Instead of
addressing these core areas of neural processing and how these relate to his
theory, Wegner spends a very large part of the book on extraordinary and
peripheral areas, such as spiritualism and table turning, hypnotism and
pathological conditions. Further to these are experiments that show that
conscious will can be an illusion, but involve contrived and deliberately
misleading conditions with sophisticated technology, unlikely to have often been
replicated in the hunter-gather life for which we are adapted.
The last
chapter of the book is an unconvincing attempt to explain why we evolved an
apparently useless consciousness. There is a suggestion that conscious will is
like a compass on a ship, not causal to its navigation, but an aid to steering.
But who is the steersperson? Surely not some Cartesian spirit, rejected by the whole
of scientific thinking. But the only alternative in this example would be a
consciousness with some, albeit indirect, influence on unconscious processing,
in which case consciousness is actually efficacious after all.
A further
attempt at providing an evolutionary advantage for non-efficacious consciousness
is to argue for the advantage of perceived (but actually illusory) control.
Studies show that people cope better under many circumstances, when they
perceive that they have a measure of control over their lives. What Wegner does
not explain is why this should be the case. The obvious explanation is that
people evolved to have some measure of conscious control over their lives, and
become unsettled when this is constrained. In respect of these studies, Wegner
has not demonstrated an advantage from having perceived control, but merely a
disadvantage from not having it, in which case it is evolutionarily
maladaptive. Further to this, the author neglects to mention that some studies
show that subjects that believe they have some control over the outcome of
their activities, say during an academic course, actually perform better than a
group that see the outcome as pre-determined by a test of their abilities,
taken at the beginning of the course.
2.)
A Mind So Rare
Merlin Donald
Donald is mainly concerned with the role of consciousness, as it influences behaviour, rather than the question of how consciousness arises. He is particularly critical of the laboratory approach to consciousness, which he sees as working to artificially exclude the effects of consciousness. Laboratory studies are criticised for being obsessed with the very short term. The methodology focuses exclusively on short-term memory, allocation of attention within a fifteen second time span, and as a favourite subject, perceptual illusions. He regards this approach as a misrepresentation of the function of consciousness. He argues that consciousness is not just present in short bursts, but is an often continuous background to the longer time frames over which human social and other processes develop.
Donald discusses what is going on in lengthier conversations. This is seen as an extended control-process, including attention selection, maintenance of attention and allocation of priorities in the discussion. To make a conversation viable, it is seen as necessary to have overall awareness of what has gone before in the conversation. This is contrasted with the conclusion drawn from Libet-type experiments that because there is a time lag between the readiness potentials for trivial actions, and subjects becoming conscious of the will to act, consciousness must be something that continually lags our actions in the real world. It is this focus on the short-term trivial, rather than the medium-longer term governance of activity that is criticised by Donald. He emphasises the need in social and other activities for spontaneous innovation and patterns of cooperation with other people, types of behaviour not found in Libet-type experiments. However, he does not see his approach as an argument for the language-as-consciousness position. He views consciousness, as also being important in non-verbal areas such as music and dance.
Donald says the mainstream researchers take the automatic and unconscious nature of much human activity as a proof of their position. However, he argues that much automaticity is based on learned skills, in which the learning requires consciousness. Turning the argument round, he argues that the ability to use such skills automatically is in fact an important benefit of having had consciousness in the first place. Consciousness is argued to be necessary for installing a large repertoire of skills that can later be used unconsciously. It is also suggested that unconscious skills may be evaluated and revised in consciousness. Consciousness is seen as being involved with medium-long term governance, planning and supervision.
In arguing for the importance of consciousness and its difference from the rest of brain processing, Donald emphasises that recent experimental evidence indicates that conscious perception depends on the functioning of specific pathways in the brain, and is not a general feature of brain processing. Furthermore, other recent experiments indicate a different configuration of neurons as being active, according to whether processing is conscious or unconscious. He also points out that most learning requires conscious concentration on the subject being learnt. He further points to our inability, to date, to build intelligent autonomous robots. This means that we cannot assume that we can build such machines without consciousness.
In looking at medicine, Donald points out that there are many patients who have normal short-term memory and attention, but encounter problems over longer timescales, particularly where this involves self-monitoring of their own behaviour. In contrast, Donald gives examples of patients that are seriously impaired in respect of short-term abilities, but through conscious determination over a timescale of up to years overcome some of these difficulties. Both of these instances are taken to indicate the importance of the longer-term operation of consciousness.
Also from the medical point of view, Donald argues that when the brain detects disorientation in its view of the world, it devotes resources to re-establishing orientation, suggesting that it has some form of central coordination, rather than just relying on autonomous computational agents. It is also argued that orientation is independent from the language brain. The author takes the example of a patient with an epileptic seizure, where he had impaired language including his 'inner speech', but remained able to consciously assess his condition and supervise his activities. On this basis, consciousness would appear to have an independent review function, and ability to orientate in physical and social space.
Further to this, Donald uses passages from literature to illustrate the role that consciousness plays in extended and complex situations, as distinct from those tested by Libet-type experiments. He argues from various realistic scenarios in literature that they showed the characters consciously evaluating other characters, and this evaluation providing the basis for their own future actions or plans.
Language is seen as symbols developed to mediate transactions between brains in this sort of situation, rather than as a code for individual brains, and this is argued to be why isolated children do not develop language. Consciousness as such is seen as coming from an impression-forming presymbolic aspect of the mind, based on making analogies with previous direct experience.
In discussing the evolution of the brain from chimpanzee to human, Donald stresses that the brain did not expand indiscriminately, but increased disproportionally in the so-called tertiary areas. Primary areas deal with incoming signals, and secondary with the integration of these signals, while the tertiary areas that are enlarged in humans are remote from direct inputs from outside the brain, and concentrate instead on thought, executive functions and working memory. The expansion of the frontal cortex is in particular out of proportion to the overall expansion of brain size. This is exactly the area of the brain responsible for supervising and planning actions, again suggesting the possible importance of conscious activity.
Delayed response is seen as the hallmark of conscious organisation, with an idea as to how things should be done capable of overriding an immediate response to the environment. To this end, the brain can amplify non-sensory reasoning activity at the expense of sensory signals. In the humans, as compared to animal brains, consciousness is less about response to the external world, and correspondingly more about response to our own internal processing of events. An organism with this sort of processing becomes autonomous of the environment. Selectivity of attention , where it is decided that another signal is more important than the immediately attractive one is taken as another hallmark of conscious activity.
In the functioning of the brain, concentration is seen as the conscious process of engaging particular networks in the brain. The brain is seen as organised around a particular project for a particular period of time. The executive areas of the brain are argued to be strongly interconnected, so as to make their responses more flexible. Damage to these areas does not impair the senses or movement, but instead results in disorders of language, reasoning and supervision of behaviour.
3.)
The
Role of Unconsciousness in Freewill
Paula Droege, Pennsylvania State
University
Journal of Consciousness Studies, 17, No. 5-6, (2010), pp. 55-70
The main drive of this paper is to query the mainstream neuroscience
dismissal of conscious agency or freewill on the basis of the Libet and similar
experiments with consciousness. Droege suggests that this approach which refers
only to the kind of trivial actions dealt with in Libet-type experiments is too
narrow in its conception of freewill. For instance, she draws attention to the
fact that brain studies done over the last few years (refs. 1-4) reveal
structural connections between episodic memories and imagination that gives
consciousness a role in our sense of extended time.
Further to this Droege
argues that our choice of actions derives from a wider base of past beliefs than
the Libet experiments allow for. She takes the example of seeing an animal
trapped and freeing it. The act of freeing it is here viewed as a spontaneous
reaction, but it is based on beliefs, feelings etc. regarding animals that have
been developed and held in consciousness over a period of time. Similarly
creative inspirations are often seen as springing quite fully formed from the
unconscious, but here again this may in its turn derive from ideas that have
been consciously contemplated.
Droege sees the role of consciousness as the
integration of information for the formation of plans for future use. Decisions
may not be conscious but they are based on both conscious and unconscious
states in the past.
References:- 1.) Conway, M. et al (2003) -
Neurophysiological correlates of memory for experienced and imagined
events -
Neuropsychologia, 41, pp. 334-340 2.) Hassabis, D. et al (2007) -
Patients with hippocampal amnesia cannot imagine new experiences - PNAS
USA, 104, pp. 1726-1731 3.) Okuda, J. et al (2003) -
Thinking of the future and the past: The roles of the frontal pole and
the medial temporal lobe - Neuroimage, 19, pp. 1369-1380 4.)
Schacter, D. et al (2008) - Episodic simulation of future events - Annals
of the New York Academy of Sciences
- 1124, pp. 39-60 5.) Droege,
P. (2003) - Caging the Beast: A Theory of Sensory
Consciousness - John Benjamins Publishing
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