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Grush, Garland & Penrose
Gaps in Penrose's Toiling
Rick Grush & Patricia Churchland
Philosophy of Dept., University of California, San Diego
Journal of Consciousness, 2, No. 1, 1995, pp. 10-29
Keywords: mathematical truth, unknowable algorithm, quasi-crystals
The core part of this
article is the Grush and Churchland’s discussion of the soundness of
the processes by which mathematical truth is ascertained. The authors
say that for convenience they will grant Penrose’s claims that human
mathematicians are not using a knowable sound algorithm in exercising
mathematical understanding, and thus arriving at ascertainible or
unassailable mathematical truths. They also go along with his claim
that there is no sound but unknowable algorithm. Instead they
concentrate their discussion on the soundness of the brain procedures
involved. They basically argue against the soundness of such
procedures. They point out, and Penrose agrees with them in saying,
that mathematicians sometimes make errors. The authors admit that
anyone can make an error while applying a fundamentally sound procedure
but they argue that the complexities of mathematics make it hard to
distinguish an error of application from an unsound procedure.
Therefore they claim that Penrose can only substantiate his claim by
specifying procedures that are short enough for it to be easily checked
that the application of procedures has been correct.
The authors
point to the case of the famous 19th century mathematician,
Cauchy, who denied the possibility of the existence of infinite sets.
The existence of such sets is now a basic part of mathematics as taught
to students. The authors argue from this that there are no sound
procedures, but only procedures that are usually reliable, or which are
useful on a trial and error basis.
Penrose replied to Grush and
Churchland in the next volume of the Journal of Consciousness Studies.
In his reply, he decides to concentrate the argument on the question of
Pi 1 sentences, which assert that particular computations, such as
Goldbach’s conjecture and the Lagrange theorem do not halt. He
considers that these sentences are in principle accessible by human
reasoning and insight. In contrast to Grush/Churchlands contention that
mathematicians use trial and error and general reliability, Penrose
claims that mathematical understanding is more precise than anything in
science or philosophy. Penrose accepts that individual mathematicians
make errors, but says the point is that there is an argument to be
found which gives access to the mathematical truth.
The rest of the
Grush/Churchland article is a disappointment relative to the reasonably
coherent discussion of mathematical truth. As philosophers, they are
more plausible in terms of arguments relative to logic and maths than
in physics or neuroscience, where Penrose and Hameroff are better
placed in terms of scientific knowledge. They appear to waste a lot of
time on the proposition attributed to Penrose that quasicrystals are
evidence of non-algorithmic physical processes. In fact, Penrose
suggested that their relationship might be non-local, rather than
non-algorithmic. More to the point, even if there was nothing unusual
about the quasi crystals it is not apparent why this would by itself
falsify the OR form of quantum wave reduction proposed by Penrose.
The attack on Hameroff’s proposals for microtubules as the basis of
quantum activity in the brain contains factual errors. Grush/Garland
claim physiological evidence that consciousness can occur without
microtubules. This turns out to be based on two claims relating to the
drug colchicine used in the treatment of gout. Colchicine depolymerises
microtubules without patients losing consciousness.
However,
Penrose/Hameroff point out that the blood/brain barrier prevents most
of the drug from reaching the brain. It was further claimed that when
colchicine was delivered direct to the brains of animals they also did
not lose consciousness. The Penrose/Hameroff reply is that brain
microtubules are more stable than microtubules in the rest of the body,
not having polymerisation cycles, nor the exposed beta plus ends found
in body microtubules.
Grush/Garland also come up with the rather
strange objection that the microtubules do not extend the full length
of the axons to the actual synapse. The answer is that the connection
is made by other elements of the cytoskeleton without which the
microtubules could not even perform their known function of
transporting neurotransmitter and other molecules to the synapses. This
answer also applies to their connection with the cell membrane and the
dendritic spines.
There was a further argument about anaesthetics.
G&C claiming ion channels are the main target for anaesthetic
gases. P&H do not deny the importance of these, but argue that the
same changes that happen in hydrophobic pockets in membrane proteins
also happen in microtubules, with the action on the latter ablating
consciousness.
G&C reasonably ask how quantum activity in
microtubules in individual neurons could be extended across the wider
brain. In this article, Hameroff has suggested communication via gap
junctions. While this is also very controversial it does provide a
structure to fill the apparent gap pointed out by G&C.
The Grush
& Garland article, published in 1995, have begun to look a bit
dated. There are references to ‘promising research programmes’
presumably in the area of mainstream ideas about consciousness, whereas
there is sadly little sign now that we are any closer to a a mainstream
theory of consciousness, and this nowadays beginning to be openly
acknowledged by mainstream science. Instead, recent papers suggest a
much greater caution as to the timescale needed to establish nature of
consciousness on the part of both neuroscientists and some AI experts.
In contrast, Hameroff can at least point to the correlation of
cytoskeletal activity and synaptic function, which G&C claimed to
be unconnected plus some evidence for the existence of quantum
coherence in the brain.
In particular, G&C also give a large
amount of space in their article to neural net computers. These were
very much in vogue in the 1990’s because they used or at least
simulated the parallel processing of data seen to be used by the brain.
There seem to have been hopes that neural nets would break the log jam
in AI and robotics. As late as the turn of the century, Max Tegmark
suggested that the promise of neural net computers leading to an
understanding of consciousness, suggested that there was little need to
look to the quantum level for an explanation. Little now seems to be
heard about neural nets, suggesting that this route to imitating the
brain has not proved very fruitful. P&H merely point out that
whatever the merits of neural nets, they are certainly based on a
sequence of algorithms and have no bearing on mathematical
understanding relative to Gödel. P Despite the many shortcoming of the
Grush and Garland article it is often referred to a definitive
refutation of the whole of the Penrose/Hameroff model, without even a
reference to the existence of a reply by Penrose and Hameroff.
Reply to Grush & Churchland
Roger Penrose & Stuart Hameroff
Journal of Consciousness, 2, (2), pp. 99-112
One interesting thing
about this reply is that exists at all. Commentators on quantum
consciousness are apt to quote The Grush & Churchland article as a
comprehensive dismissal of the Penrose/Hameroff model, without even
mentioning that there was a reply, let alone bothering to discuss any
of the points raised. Penrose and Hammeroff claim that Grush
& Churchland’s (G&C) arguments are misleading and that with
respect to the physiological evidence of the brain they are factually
incorrect. With respect to Penrose and non-computability, their main
argument is said to hinge on the statement that mathematical thinking
can contain errors. Penrose says that he does not deny this, but does
not see it as invalidating the Gödel argument. Penrose also say that
G&C claim that he said that in some and perhaps in all instances
human thought was sound but non-algorithmic. He states that this is
incorrect, and that he never denied that human thought and even
rigorous mathematical thinking could be in error.
Penrose says that
he wishes to restrict the argument to Pi 1 sentences, which are
sentences that assert that a particular computation does not halt. An
example of a Pi 1 sentence is the Goldbach conjecture, which states
that ‘every even number greater than 2 is the sum of two prime numbers.
It is an assertion that the computation does not halt in the sense that
it says that a programme looking for an even number that was not the
sum of two primes would never find it and would therefore never come to
a halt. Penrose says the issue is as to how accessible to human reason
Pi 1 sentences are. P G&C also claimed that there was no evidence
that non-computability was involved in quantum gravity. Penrose replied
that there was some evidence. This relates to the work of Geroch and
Hartle, which showed that there was no algorithm for certain problems
related to the superposition of four dimensional space-time, which is
in turn closely related to Penrose’s version of quantum gravity.
The
latter part of the reply is devoted to G&C’s criticisms relative to
the physiology of the brain. They claimed that a drug called
colchicine, which is used for the treatment of gout, acts by
depolymerising microtubules, but does not result in the loss of
consciousness. In reply, Hameroff says that this argument fails to take
account of differences between microtubules in the body and
microtubules in the brain. The brain microtubules are much more stable.
In its medical use colchicine does not penetrate to the brain, being
excluded by the blood-brain barrier, but in animal experiments, where
it has been administered to the brain, it is shown that brain
microtubules do not depolymerise. P Grush & Churchland argue that
if microtubules were responsible for consciousness, consciousness would
be distributed through out the body, because there are microtubules in
all cells. Against this, Hameroff stresses the substantial differences
between body cell microtubules and neuron microtubules, the latter
being in much denser networks, particularly in the dendrites.
G&C
also queried how microtubules communicated with the cell membrane and
in particular with the synapses, since axons stop some way short of the
synapses. Hameroff answers that the connections are made by smaller
cytoskeletal proteins and some incoming communication is via second
messengers. P They also question how microtubules encode information.
Hameroff points the suitability of the cyclical lattice for
information, although more complex arguments for amino acid structures
and quantum tunnelling appear in later papers. He also quotes Vassilev
(1985) for evidence of signal transmission. Here again, there seems to
have been some more recent data for signalling since the
Penrose/Hameroff reply was published.
Brainshy: Non-Neural Theories of Conscious Experience
Patricia Smith Churchland
In:
Towards a Science of Consciousness II: The 1996 Tucson Discussions and
Debates: Eds Stuart Hameroff, Alfred Kaszniak, Alwyn Scott MIT Press
1998
In this paper Churchland seeks to refute the consciousness approaches of Chalmers and Penrose.
With
reference to Chalmers, who famously characterised consciousness as the
‘hard problem’, Churchland wishes to show that consciousness is no
harder than many other outstanding problems in neuroscience, such as
motor control, learning or memory. Churchland seems to mock the idea
that consciousness may be a different type of problem from these other
neuroscience problems.
However, with these other problems there
is general agreement that however hard these problems may be, they could
in principle be solved by a system of algorithms for manipulating
energy, protein and other brain materials. What would emerge is a
dynamic not in principle different from other aspects of organisms or
even inanimate matter. It is less easy to do with consciousness, because
what we know about electricity, about protein and about other brain
molecules does not allow for them producing a new property not seen
elsewhere in the universe.
Churchland further attacks the zombie
notion, which is essentially the argument that the brain functions of
receiving, processing and responding to data could be achieved without
the help of consciousness, and without giving rise to consciousness.
Consciousness is indeed absent from the standard neuroscience
description of the brain, which is causally closed.
Churchland
tries to evade this by saying that because we can conceive of such a
brain does not necessarily mean that it could exist, and therefore we
shouldn’t base anything on this argument. It is certainly true that we
don’t know enough about consciousness, to say whether or not humans
could have evolved without it. But that does not get us away from the
fact that brain processes, as described by current neuroscience, do not
have a requirement for consciousness, and do not produce it. Subsequent
discoveries may show that the brain processes do require consciousness,
but that is not the current state of neuroscience. It is somewhat ironic
that the mainstream, which does everything it can to belittle
consciousness and still more freewill, rushes to its defence when it is
suggested that a sophisticated brain might operate without
consciousness.
Like other mainstream writers, Churchland seeks to
fudge the question of qualia. She admits briefly that there are
‘prototypical’ qualia such as pain or blueness, as in the blueness of
the sky, but then dives off into discussing grey areas such as thought
or experience of limb positions. She asks whether these qualify as
qualia. This proves to be rather a sleight of hand, because she now
doubles back on the ‘prototypical’ qualia, and claims that they are only
a starting point for investigation and not a full characterisation of
their class. In this way, she manages to chip away at the qualia problem
by introducing categories that might not be qualia, and thus might lead
themselves to easier explanation. Even if this approach was successful
in the grey areas, it would still leave the ‘prototypical’ qualia of
pain and the blueness of blue unexplained, so really Churchland hasn’t
progressed at all, although her readers may be left with the impression
that she has.
Churchland goes on to give us a bit of a lecture on
philosophy, and in particular the fallacy of argument from ignorance.
Basically she is saying that ignorance about something does not allow
one to draw any conclusions about it. One can only draw a conclusion
about oneself, to the effect that one is ignorant about the property
under discussion. In particular, it is wrong to draw the conclusion that
(1) we can never explain the property, (2) that science can never
deepen our knowledge of the property, or (3) that the property can never
be explained.
Only a few modern thinkers such as Colin McGinn
support something like the (1) and (2) positions, so the question is
really as to whether the third position stands up. In justifying her
stance, Churchland targets some straw men, for instance that because we
don’t know the cause of a noise in the night, we are not justified in
supposing a supernatural or alien origin, rather than gettinging to
grips with the possibility of explaining consciousness from existing
science.
The difference between Churchland’s noise in the night
and theories of consciousness is that we are not as ignorant about
biology and physics as we are in the case of the noise in the night. We
know enough about these to determine the type of things that are
possible with them. A system of algorithms instantiated in neurons could
in principle drive other neurons to perform brain processes, such as
motor control, learning and memory, the precise mechanism of which is as
yet unknown, but we know enough about the components of the brain, to
know that they do not produce a property not detected in the rest of the
universe, and consciousness falls into this category.
Penrose/Hameroff Model The
last part of Churchland’s paper deals with the Penrose/Hameroff model.
Churchland remarks with truth that the details of the Penrose/Hameroff
theory are highly technical. This seems too much for her, and she
decides to skate round the main issues, but still attempts to refute the
theory.
Penrose did invoke the Platonic idea of mathematical
truth, but in terms of the theory as a whole, this concept could be seen
as only an image for what Penrose is proposing. Churchland, however,
makes it look like the centrepiece.
Her approach to the core of
Penrose’s argument about consciousness, that it requires something that
is not based on algorithms that can only be found at the quantum level,
is garbled. She states that Penrose requires operations at the quantum
level, but does not state why. This has the effect of making the whole
thing sound improbable, without her having to engage with Penrose’s
arguments. Penrose developed a detailed argument for how quantum gravity
might be involved, but instead of trying to refute this, Churchland
treats us to throw away lines such as ‘quantum gravity were it to exist’
and ‘no adequate theory of quantum gravity exists.’ Of course,
scientific knowledge could never progress at all if every hypothesis was
treated like this. Meanwhile Churchland offers no reasoned or detailed
refutation of Penrose. We are also told that ‘mathematical logicians
generally disagree with Penrose’, but their arguments are not presented,
so we have no chance to judge.
Churchland attempts to disparage
the microtubule part of the Penrose/Hameroff theory. She points out
correctly that anaesthetic molecules bind to protein receptors in the
cell membrane. However, the evidence appears to suggest that these
molecules permeate down to other cell proteins including microtubules,
so she has hardly made the case against microtubular consciousness on
this basis.
Strangely she misses the strongest argument against
the theory which is the tendency to rapid quantum decoherence in the
conditions of the brain. She make think she is referring to this when
she mentions the possibility of coherence being swamped by ‘millivolt
signalling’. However, the problem is not signalling as such, but the
overall activity of the environment. In fact, since this paper was
written, microtubules have been shown to be involved in signalling.
Subsequent
to this the tone of the article sinks to a rather unprofessional level.
Any proposal made by Hameroff is ridiculed for being only a ‘might’, a
possibility, but how can science develop without ‘might’ proposals.
Churchland also seems to think that the microtubule proposal did not
explain how it linked to consciousness. This is factually incorrect,
with regard to the detailed work of Penrose and Hameroff.
More neural than thou (Reply to Patricia Churchland's 'Brainshy') Stuart Hameroff Both in 1996 Tucson discussion and debates In
her ‘Brainshy’ paper in 1996, the philosopher, Patricia Churchland,
attacked the Penrose/Hameroff model as well as the view points of
Chalmers and Searle. Hameroff’s reply in this paper criticises
Churchland for ignoring a number of brain features thought relevant to
consciousness, including the probabilistic element in the firing of
synapses, the role of gap junctions and dendrite-to-dendrite exchanges
in brain processing, glial cells and the role of the cytoskeleton. He
particularly criticises the lack of mention of the role of the
cytoskeleton in regulating the neuron and its synapses. The
latter parts of the paper seem to concentrate on redescribing parts of
the Penrose/Hameroff model rather than specifically criticising
Churchland. This discussion begins with the comment that Churchland is
contemptous of Penrose’s Platonism. Hameroff counters by asking, ‘what
is fundamental reality’. He remarks that as far back as 1971 Penrose
tried to provide a description of the quantum mechanical geometry of
space at the Planck scale by proposing quantum spin networks, which are
suggested to encode the volumes and areas of physical space, but may
also encode non-computational understanding and possibly the qualia. Hameroff
also covers the question of anesthetics and consciousness in this
article, pointing to evidence that anesthetics act in hydrophobic
pockets in protein, which are also seen as a possible site for quantum
coherent activity. Reference:-
(1) Frank N. and Lieb W. (1997) On the molecular mechanism of general anaesthesia: Tucson discussion and debates (1996)
(1982) Molecular mechanism of general anaesthesia: Nature 300: 487-497
(1985) Mapping of general anaesthetic targer sites: Nature 316: 349-81
(2) Halsey M (1989) Molecular mechanism of anaesthesia: General Anaesthetic – Fifth Edition
Lamoreaux S, (1997) Demonstration of the Casimir Force:
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